Third-Party Risk Management: The Impact Of FIL-44-2008 And OCC 2013-29

Financial compliance attorney Timothy Dunfey will highlight the escalating risks associated with third-party relationships and explain the details of relevant regulations you must follow to contain them. You will learn how to protect your institution.

Topics Covered

  • What are the risks associated with third-party relationships?
  • What risk management process should you follow for these vendors?
  • What supervisory process is related to third-party risk?
  • How can you assess third-party and vendor risk?
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Training Overview

Are your vendor agreements in compliance? Learn how to identify and mitigate third-party risks.

As the unbundling of banking continues and fintech providers abound, financial institutions are more frequently entering into third-party relationships to provide tools accountholders demand. As a result, federal regulators have increased the emphasis they place on the risks of vendor agreements.

You need to understand these risks and manage them by mastering FIL-44-2008, OCC 2013-29, subsequent guidance, and related case studies.

  • What are the risks associated with third-party relationships?
  • What risk management process should you follow for these vendors?
  • What supervisory process is related to third-party risk?
  • How can you assess third-party and vendor risk?
Recommended Audience
Who Should Attend?
  • Compliance officers
  • Chief compliance officers
  • Compliance analysts
  • Risk managers
  • Compliance attorneys
  • Operations managers
  • Information technology leaders
  • Vendor managers
  • Financial institution managers
  • Financial institution officers
  • Chief executives
  • Board members
  • Senior management
  • Auditors
What's included
Training includes
  • Certificate of Attendance
  • All resources and training materials
About

Expert Presenter

Timothy Dunfey
  • Financial crimes compliance attorney and consultant with over 20 years of experience in financial services management, sales, operations, and compliance
  • Currently overseeing legal and compliance matters for a credit card company
  • Previously Compliance Officer at Citibank, overseeing EDD for the highest risk customers, and Deputy BSA Officer at Great Florida Bank
  • As a consultant with Promontory Financial Group, represented boards regarding regulatory deficiencies, managed numerous FCC improvement projects, and conducted audits and risk assessments across a wide variety of financial institutions J.D. degree