BSA/AML Officer Certification
10-21 to 10-25-2024 12:00 PM EST or 12-02 to 12-06-2024 12:00 PM EST.
5 Live Sessions. Each 60 Minutes.
The ever-evolving landscape of financial regulations has intensified scrutiny and rigorous enforcement of anti-money laundering (AML) and Bank Secrecy Act (BSA) laws. Non-compliance can lead to hefty fines and compromise an organization's reputation. Certification of BSA/AML Officers is in high demand, as these experts play a crucial role in protecting institutions from risks. With our comprehensive BSA/AML certification program, you will gain in-depth knowledge of the latest regulations and best practices. With our expert-led training, you will be able to navigate the complexities of AML compliance confidently, ensuring that your organization remains on the right side of the law at all times. This comprehensive certification series will be led by regulatory expert Timothy Dunfey. Comply with BSA/AML regulations to protect your institution and enhance your job security.
What You'll Learn
During this important 5 session certification series our expert presenter will discuss:
- Review BSA and AML regulatory requirements
- Review best practices for compliance
- Hear practical solutions and best practices from an industry expert
- Manage your institution’s BSA/AML program while minimizing risks
- Demonstrate to regulators that your institution is serious about its responsibilities
- Advance your career
- All courses include a PDF version of the presentation slides along with any additional materials or resources provided by the presenter
- One certification exam attempt is included
BSA/AML Officer Certification Program Outline
Webinar 1: Introduction to and Overview of the Bank Secrecy Act (BSA)
Webinar 1: Introduction to and Overview of the Bank Secrecy Act (BSA)
- Regulators and law enforcement – OCC, FRB, FDIC, FINCEN, SEC, state regulators, DOJ
- Regulators and law enforcement – BSA, Patriot Act, OFAC
- Financial institutions and other regulated entities – 31 CFR 5312
Webinar 2: BSA Reporting Requirements
- Negotiable Instrument Log (NIL) and Currency Transaction Reports (CTR)
- 314(a), 314(b) and special measures
- Suspicious Activity Reporting (SAR)
Webinar 3: Patriot Act I – Controls
- The five pillars of AML
- Training, BSA officer, and audit
- Policies and procedures
Webinar 4: Patriot Act II – Controls Continued
- CIP and KYC
- CDD and CRR
- Normal and expected activity
Webinar 5: Program-Level Expectations And Requirements
- Governance
- Risk assessments
- Transaction monitoring
- OFAC
Live Session
Certification
Date Options
$1,374.00
Qty
All
Add On Demand Recordings to your Live Sessions
On Demand Recordings only
(Available now)
Recommended Audience
Who Should Attend?
- Financial crimes compliance attorney and consultant with over 20 years of experience in financial services management, sales, operations, and compliance
- Currently overseeing legal and compliance matters for a credit card company
- Previously Compliance Officer at Citibank, overseeing EDD for the highest risk customers, and Deputy BSA Officer at Great Florida Bank
- As a consultant with Promontory Financial Group, represented boards regarding regulatory deficiencies, managed numerous FCC improvement projects, and conducted audits and risk assessments across a wide variety of financial institutions J.D. degree
