Professionals

10-01 to 11-19-2024 1:30 PM EST. 8 Live Sessions. 60 minutes Each. Every Tuesday. Many financial institutions have already entered the cannabis banking business or are seriously considering it where law and regulation permit. Others need to decide whether they...

10-21 to 10-25-2024 12:00 PM EST or 12-02 to 12-06-2024 12:00 PM EST. 5 Live Sessions. Each 60 Minutes. The ever-evolving landscape of financial regulations has intensified scrutiny and rigorous enforcement of anti-money laundering (AML) and Bank Secrecy Act (BSA)...

10-28-24 to 11-07-24 or 12-02-24 to 12-12-24. 8 Live Sessions each 180 Minutes. 1:30 PM EST. Our instructor-led CAPM® course gets you ready for the CAPM exam and teaches you the skills you need to lead any project effectively or...

10-30 to 11-1-2024 12:00 PM EST. 3 Live Sessions. Each 60 Minutes. Underwriting standards and practices for commercial loans are constantly changing, so it is imperative to keep up with the latest developments. When making lending decisions, it is particularly...

10-30-2024; 1:00 PM EST. ACH Rules require all participating depository financial institutions to periodically conduct an ACH risk assessment. Complex payment applications, regulatory changes, and changing technologies present frequent challenges, along with other risks including frauds such as identity theft...

11-13-2024 1:00 PM EST.  Banks and credit unions of all sizes are in the crosshairs of fraudsters, as are all their customers. Financial fraud is the number one risk in our country today, and this threat environment is ever-growing. Our...

11-14-2024 2:00 PM EST. Are your financial institution's check fraud losses at an all-time high? You're not alone if you answered "yes"! In the last year, FinCEN reports huge increases in SARS related to check fraud. According to the FBI,...

11-18 to 11-22 1:30 PM EST. With organizational risks increasing and government scrutiny growing, the bank internal auditor's role has never been more crucial. Internal auditors must have a thorough understanding of risk management and current internal auditing practices to...

11-20-2024 12:00 PM EST. Cannabis banking expert Paul Dunford will explain the complexities of managing regulatory changes and meeting compliance standards in the dynamic cannabis industry. Topics Covered Introduction to Cannabis Banking Understanding Cannabis Businesses Assessing Risk in Cannabis Banking...

12-10-2024 1:00 PM EST Does cannabis banking represent an opportunity for your bank or a risk not worth taking?  To answer this, bankers must weigh the regulatory compliance burden and industry-specific risks against the goals of attracting and retaining low-cost...

12-11-2024 1:00 PM EST Financial institutions are required by federal regulations to conduct background checks on prospective employees in addition to complying with other employment laws. Failure to do so can result in charges of negligent hiring practices and reckless...

 12-16 to 12-20-2024 2:00 PM EST. 5 Sessions. 60 minutes each. Monday-Friday. Regulatory compliance counsel Michael Christians will explain the compliance requirements applicable to real estate loans. You will learn how to please borrowers while reducing liability for your institution....

01-22-2025 1:00 PM EST A successful BSA/AML compliance program requires periodic audit reviews. Whether you are a novice or a seasoned BSA officer, conducting a self-assessment can be overwhelming. Audits must be comprehensive, well-documented, reach conclusions, and a final report...

01-28-2025 1:00 PM EST. A periodic risk assessment is required by federal regulations. Its purpose is to identify, evaluate, and document the institution's risks and ensure it can operate safely while protecting its stakeholders. A risk assessment can take several...

02-04 to 02-06-2024 1:00 PM EST. Financial institutions are required by federal and state law to protect the privacy and security of their customer's personal information. As a number of departments throughout a bank routinely collect and retain customer information...

02-11 to 02-20-2025 1:00 PM EST As a compliance officer, it is your responsibility to ensure your institution complies with all applicable federal, state, and local laws and regulations. Your bank's personnel rely on your knowledge, and your bank's policies...

02-11 to 02-13-2024 1:00 PM EST. Employers are required by federal and state law to protect the privacy and security of their employees' personal information. As several departments throughout the company require regular access to that information, it is an...