Compliance and Legal

  • Audit Soft Skills Training Isn’t Just for Auditors: Upskilling for Personal and Institution Success
    Audit Soft Skills Training Isn’t Just for Auditors: Upskilling for Personal and Institution Success

    03-17 to 03-20-2025 1:00 PM EST Over the past few years, the role and skills of the financial institutions internal auditor has changed significantly. Today's audit stresses the importance of integrating internal audit and risk management throughout the organization. This...

    Live Session
    Series
  • Financial Institutions Examinations and Audits: Prior Preparation Leads to a Successful Outcome
    Financial Institutions Examinations and Audits: Prior Preparation Leads to a Successful Outcome

    02-25 to 02-26-2025 1:00 PM EST Passing a financial institution's regulatory examination or audit requires more than acceptable performance. In addition, it requires preparation prior to the examination or audit. Examinations of financial institutions vary depending on whether the institution...

    Live Session
    Series
  • ChatGPT for Bankers: Financial Institution Applications
    ChatGPT for Bankers: Financial Institution Applications

    01-21 and 01-28-2025 1:00 PM EST Many banks are considering how ChatGPT can be integrated into their daily operations. Their reluctance to dive in has been due to regulatory concerns and potential increases in business and reputation risks. The potential...

    Live Session
    Series
  • Compliance Office Training Series: Federal Consumer Protection and AML Requirements (5 Sessions)
    Compliance Office Training Series: Federal Consumer Protection and AML Requirements (5 Sessions)

    02-11 to 02-20-2025 1:00 PM EST As a compliance officer, it is your responsibility to ensure your institution complies with all applicable federal, state, and local laws and regulations. Your bank's personnel rely on your knowledge, and your bank's policies...

    Live Session
    Series
  • Changing Face of Financial Fraud: Steps Banks Can Take to Prevent, Mitigate, and Respond to an Attack
    Changing Face of Financial Fraud: Steps Banks Can Take to Prevent, Mitigate, and Respond to an Attack

    Banks and credit unions of all sizes are in the crosshairs of fraudsters, as are all their customers. Financial fraud is the number one risk in our country today, and this threat environment is ever-growing. Our federal government calculated that...

    On-Demand
  • How to Conduct a Required Bank Risk Assessment: Step-by-Step Guidance
    How to Conduct a Required Bank Risk Assessment: Step-by-Step Guidance

    01-28 to 01-29-2025 1:00 PM EST. A periodic risk assessment is required by federal regulations. Few institutions, however, do them often enough or correctly, thus exposing the institution to potential risk and liability.   The purpose of an assessment is...

    Live Session
    Series
  • Weighing AI Benefits Against Risks: ChatGPT Applications for Banks Step-by-Step
    Weighing AI Benefits Against Risks: ChatGPT Applications for Banks Step-by-Step

    ChatGPT consultant Michael Marcucci, CRC, CIA, with over 30 years of credit risk experience, will discuss the risks and opportunities of AI. Michael will provide bankers with an overview of how AI and ChatGPT work, offering step-by-step guidance, best practices,...

    On-Demand
  • The BSA/AML Audit Process: Avoiding Pitfalls and Highlighting Needs
    The BSA/AML Audit Process: Avoiding Pitfalls and Highlighting Needs

    01-22-2025 1:00 PM EST A successful BSA/AML compliance program requires periodic audit reviews. Whether you are a novice or a seasoned BSA officer, conducting a self-assessment can be overwhelming. Audits must be comprehensive, well-documented, reach conclusions, and a final report...

    Live Session
  • Third-Party Risk Management: How Banks Can Minimize Risk and Maximize Opportunity
    Third-Party Risk Management: How Banks Can Minimize Risk and Maximize Opportunity

    Strong market recognition and local knowledge are no longer sufficient in today's banking world. Customers now demand a full range of products and services, a trend that will only increase with the CFPB's 'open banking' rule. To remain competitive, community...

    On-Demand
  • Advanced SARs Training: Meeting Regulatory Expectations
    Advanced SARs Training: Meeting Regulatory Expectations

    02-06-2025 12:00 PM EST or 05-12-2025 1:00 PM EST Regulatory expert Timothy Dunfey will explore how to write an effective SAR narrative and properly complete SARs for commonly reported suspicious activities and fraud. What You'll Learn SAR timing and writing...

    Live Session
  • Flood Insurance Compliance 2024
    Flood Insurance Compliance 2024

    Regulatory compliance expert Michael Christians will lead this informative session on the latest updates to flood insurance purchase requirements and how to ensure compliance. What You'll Learn Understand the intricacies of flood insurance Use of the Standard Flood Hazard Determination...

    On-Demand
  • Internal Audit Certification
    Internal Audit Certification

    With organizational risks increasing and government scrutiny growing, the financial institution internal auditor's role has never been more crucial. Internal auditors must have a thorough understanding of risk management and current internal auditing practices to identify potential problems. In addition,...

    On-Demand
    Certification
  • Cannabis Banking 101: Fundamentals, Legalities, and Limitations
    Cannabis Banking 101: Fundamentals, Legalities, and Limitations

    Regulatory compliance expert Michael Christians will lead this informative session on navigating the regulatory landscape for banking cannabis-related businesses. What You'll Learn Explore compliance challenges facing cannabis banking in 2024. Receive guidance regarding marijuana-related businesses. Receive guidance regarding hemp-related businesses....

    On-Demand
  • Advanced Cannabis Banking: Renewal Training
    Advanced Cannabis Banking: Renewal Training

    11-20-2024 12:00 PM EST. This webinar is a renewal course for those who have already taken the 8 sessions of Accredited Cannabis Banking Professional Certification. Please click here if you need to retake the full course. Keeping informed is not...

    Live Session
  • Custom Training Services for On Demand
    Custom Training Services for On Demand

    Custom Solutions, Unmatched Learning At CareerLearning, we don’t believe in one-size-fits-all. Every organization is unique, and so should be its learning. Our custom professional development trainings are tailored, aligning with your organizational goals, addressing specific challenges, and unlocking unprecedented growth....

    Online Training
  • Accredited Cannabis Banking Professional Certification
    Accredited Cannabis Banking Professional Certification

    01-07 to 02-25-2025 1:30 PM EST or 03-04 to 04-22-2025 1:30 PM EST or 05-06 to 06-24-2025 1:30 PM EST Many financial institutions have already entered the cannabis banking business or, where law and regulation permit, are seriously considering it....

    Live Session
    Certification
  • BSA/AML Officer Certification
    BSA/AML Officer Certification

    12-02 to 12-06-2024 12:00 PM EST or 01-13 to 01-17-2025 11:00 AM EST or 04-14 to 04-18-2025 12:00 PM EST 5 Live Sessions. Each 60 Minutes. The ever-evolving landscape of financial regulations has intensified scrutiny and rigorous enforcement of anti-money...

    Live Session
    Certification
  • Check Fraud Prevention Strategies for Banks
    Check Fraud Prevention Strategies for Banks

    01-23 to 01-24-2025 2:00 PM EST Is your financial institution experiencing record check fraud losses? You're not alone if you answered "yes." FinCEN has reported huge increases in check fraud SARS filings. The FBI estimates that check fraud losses amount...

    Live Session
    Series
  • Custom Training Services
    Custom Training Services

    Custom Solutions, Unmatched Learning At CareerLearning, we don’t believe in one-size-fits-all. Every organization is unique, and so should be its learning. Our custom professional development trainings are tailored, aligning with your organizational goals, addressing specific challenges, and unlocking unprecedented growth....

    Online Training
  • Data Privacy And Cybersecurity Laws: What You Must Do At Your Bank
    Data Privacy And Cybersecurity Laws: What You Must Do At Your Bank

    Legal expert Dr. Jim Castagnera will walk you through the many laws that govern data privacy. You will learn how to meet their requirements in your organization. What You Will Learn What is today’s legal landscape for data privacy and...

    On-Demand
  • CRA: Transition From Small to ISB or ISB to Large Bank Test
    CRA: Transition From Small to ISB or ISB to Large Bank Test

    CRA expert Rheanna Rodriguez will provide you with best practices to prepare your bank and CRA program for a transition due to asset size changes. You will learn how to monitor and manage your CRA lending and community development data....

    On-Demand
  • CRA Rating Bootcamp
    CRA Rating Bootcamp

    CRA expert Rheanna Rodriguez will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to update policies and practices to comply with the new regulations. Benefits of Bootcamp Encourage...

    On-Demand
    Bootcamp
  • How To Write SARs
    How To Write SARs

    Financial compliance expert Michael Schidlow will expand on regulatory expectations and share audit experience. You will learn how to fine-tune your SAR narratives. What You'll Learn What information must SARs include? How can you make your SARs useful to law...

    On-Demand
  • Real Estate Loan Compliance Certification
    Real Estate Loan Compliance Certification

     12-16 to 12-20-2024 2:00 PM EST. 5 Sessions. 60 minutes each. Monday-Friday. Real estate transactions are complex. Regulatory requirements require lenders to follow a strict lending process. It involves a variety of loan products, disclosures, borrower notifications, and documentation at...

    Live Session
    Certification