Compliance and Legal

  • Compliance Office Training Series: Federal Consumer Protection and AML Requirements (5 Sessions)
    Compliance Office Training Series: Federal Consumer Protection and AML Requirements (5 Sessions)

    02-11 to 02-20-2025 1:00 PM EST As a compliance officer, it is your responsibility to ensure your institution complies with all applicable federal, state, and local laws and regulations. Your bank's personnel rely on your knowledge, and your bank's policies...

    Live Session
    Series
  • Changing Face of Financial Fraud: Steps Banks Can Take to Prevent, Mitigate, and Respond to an Attack
    Changing Face of Financial Fraud: Steps Banks Can Take to Prevent, Mitigate, and Respond to an Attack

    11-13-2024 1:00 PM EST.  Banks and credit unions of all sizes are in the crosshairs of fraudsters, as are all their customers. Financial fraud is the number one risk in our country today, and this threat environment is ever-growing. Our...

    Live Session
  • How to Conduct a Required Bank Risk Assessment: Step-by-Step Guidance
    How to Conduct a Required Bank Risk Assessment: Step-by-Step Guidance

    01-28-2025 1:00 PM EST. A periodic risk assessment is required by federal regulations. Its purpose is to identify, evaluate, and document the institution's risks and ensure it can operate safely while protecting its stakeholders. A risk assessment can take several...

    Live Session
    Series
  • Weighing AI Benefits Against Risks: ChatGPT Applications for Banks Step-by-Step
    Weighing AI Benefits Against Risks: ChatGPT Applications for Banks Step-by-Step

    ChatGPT consultant Michael Marcucci, CRC, CIA, with over 30 years of credit risk experience, will discuss the risks and opportunities of AI. Michael will provide bankers with an overview of how AI and ChatGPT work, offering step-by-step guidance, best practices,...

    On-Demand
  • The BSA/AML Audit Process: Avoiding Pitfalls and Highlighting Needs
    The BSA/AML Audit Process: Avoiding Pitfalls and Highlighting Needs

    01-22-2025 1:00 PM EST A successful BSA/AML compliance program requires periodic audit reviews. Whether you are a novice or a seasoned BSA officer, conducting a self-assessment can be overwhelming. Audits must be comprehensive, well-documented, reach conclusions, and a final report...

    Live Session
  • Third-Party Risk Management: How Banks Can Minimize Risk and Maximize Opportunity
    Third-Party Risk Management: How Banks Can Minimize Risk and Maximize Opportunity

    Strong market recognition and local knowledge are no longer sufficient in today's banking world. Customers now demand a full range of products and services, a trend that will only increase with the CFPB's 'open banking' rule. To remain competitive, community...

    On-Demand
  • Advanced SARs Training: Meeting Regulatory Expectations
    Advanced SARs Training: Meeting Regulatory Expectations

    Regulatory expert Timothy Dunfey will explore how to write an effective SAR narrative and properly complete SARs for commonly reported suspicious activities and fraud. What You'll Learn SAR timing and writing basics Tips for ensuring SAR completeness and quality Types...

    On-Demand
  • Flood Insurance Compliance 2024
    Flood Insurance Compliance 2024

    Regulatory compliance expert Michael Christians will lead this informative session on the latest updates to flood insurance purchase requirements and how to ensure compliance. What You'll Learn Understand the intricacies of flood insurance Use of the Standard Flood Hazard Determination...

    On-Demand
  • Internal Audit Certification
    Internal Audit Certification

    11-18 to 11-22 1:30 PM EST. With organizational risks increasing and government scrutiny growing, the bank internal auditor's role has never been more crucial. Internal auditors must have a thorough understanding of risk management and current internal auditing practices to...

    Live Session
    Certification
  • New and Current Banking Regulations: What Financial Institutions Need to Know
    New and Current Banking Regulations: What Financial Institutions Need to Know

    Regulatory compliance expert Michael Christians will lead this informative session on the latest updates in banking regulations and how to ensure compliance. What You'll Learn What are the key regulatory changes in 2024 and their impacts? How can institutions ensure...

    On-Demand
  • Cannabis Banking 101: Fundamentals, Legalities, and Limitations
    Cannabis Banking 101: Fundamentals, Legalities, and Limitations

    Regulatory compliance expert Michael Christians will lead this informative session on navigating the regulatory landscape for banking cannabis-related businesses. What You'll Learn Explore compliance challenges facing cannabis banking in 2024. Receive guidance regarding marijuana-related businesses. Receive guidance regarding hemp-related businesses....

    On-Demand
  • Advanced Cannabis Banking: Renewal Training
    Advanced Cannabis Banking: Renewal Training

    11-20-2024 12:00 PM EST. This webinar is a renewal course for those who have already taken the 8 sessions of Accredited Cannabis Banking Professional Certification. Please click here if you need to retake the full course. Keeping informed is not...

    Live Session
  • Custom Training Services for On Demand
    Custom Training Services for On Demand

    Custom Solutions, Unmatched Learning At CareerLearning, we don’t believe in one-size-fits-all. Every organization is unique, and so should be its learning. Our custom professional development trainings are tailored, aligning with your organizational goals, addressing specific challenges, and unlocking unprecedented growth....

    Online Training
  • Accredited Cannabis Banking Professional Certification
    Accredited Cannabis Banking Professional Certification

    10-01 to 11-19-2024 1:30 PM EST. 8 Live Sessions. 60 minutes Each. Every Tuesday. Many financial institutions have already entered the cannabis banking business or are seriously considering it where law and regulation permit. Others need to decide whether they...

    Live Session
    Certification
  • BSA/AML Officer Certification
    BSA/AML Officer Certification

    10-21 to 10-25-2024 12:00 PM EST or 12-02 to 12-06-2024 12:00 PM EST. 5 Live Sessions. Each 60 Minutes. The ever-evolving landscape of financial regulations has intensified scrutiny and rigorous enforcement of anti-money laundering (AML) and Bank Secrecy Act (BSA)...

    Live Session
    Certification
  • Check Fraud Prevention Strategies for Banks
    Check Fraud Prevention Strategies for Banks

    11-14-2024 2:00 PM EST. Are your financial institution's check fraud losses at an all-time high? You're not alone if you answered "yes"! In the last year, FinCEN reports huge increases in SARS related to check fraud. According to the FBI,...

    Live Session
  • Custom Training Services
    Custom Training Services

    Custom Solutions, Unmatched Learning At CareerLearning, we don’t believe in one-size-fits-all. Every organization is unique, and so should be its learning. Our custom professional development trainings are tailored, aligning with your organizational goals, addressing specific challenges, and unlocking unprecedented growth....

    Online Training
  • Green Book And Government Payments Explained
    Green Book And Government Payments Explained

    ACH expert Jason Johnson will walk you through properly handling payments from federal government agencies and compare the differences in liability for government vs. commercial reclamations. You will hear real-life examples to reinforce your learning. Topics Covered Enrollment ACH payment...

    On-Demand
  • ACH Return Reason Codes Explained
    ACH Return Reason Codes Explained

    ACH expert Jason Johnson will demystify the return reason codes. You will learn how to eliminate errors and reduce risk. Topics Covered General ACH returns Dishonored and contested dishonored returns Extended returns, including when to use a Written Statement of...

    On-Demand
  • Data Privacy And Cybersecurity Laws: What You Must Do At Your Bank
    Data Privacy And Cybersecurity Laws: What You Must Do At Your Bank

    Legal expert Dr. Jim Castagnera will walk you through the many laws that govern data privacy. You will learn how to meet their requirements in your organization. What You Will Learn What is today’s legal landscape for data privacy and...

    On-Demand
  • How To Read Your Bank’s Call Report
    How To Read Your Bank’s Call Report

    Banking expert Chris Hill and professional educator Bob Greene will decipher the structure and content of the call report. You will learn how to read, interpret, and understand the information. Topics Covered What information does the call report include? What...

    On-Demand
  • ACH Exceptions
    ACH Exceptions

    ACH expert Kim Ellis will share practical steps for handling ACH exceptions. You will learn how to process each type of return and minimize risks for your financial institution. What You'll Learn What three options does an RDFI have for...

    On-Demand
  • Suspicious Activity Reports And AML Act Changes: What You Need To Know
    Suspicious Activity Reports And AML Act Changes: What You Need To Know

    Financial compliance expert Michael Schidlow will delve into the intricacies of the SAR audit process and reveal the possible changes ahead. You will learn what details you must include and which factors are subject to the most scrutiny. Topics Covered...

    On-Demand
  • ACH Audit And Risk Assessment Bootcamp
    ACH Audit And Risk Assessment Bootcamp

    ACH experts Kimberly Ellis, Sara Hentges, and Jennifer Miller will share real-world best practices and proven techniques from their involvement in a wide range of audits and risk assessments. You will learn how to ensure compliance and protect your institution....

    On-Demand
    Bootcamp