Risk-Based Audit Practices: Post-Pandemic Approaches

Risk management expert Daniel Clark will share the basics of conducting a risk-based audit. You will learn how to meet the regulators on their own ground and add more value to your institution.

What You'll Learn

  • What is a risk-based audit? Why is it useful?
  • What are the origins of risk-based auditing?
  • How can you translate risk to audit and audit to risk?
  • How can technology drive excellence?
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INFORMATION
Training Overview

Do a risk-based audit before it’s too late. Modernize your institution’s internal audit program now.

Risk in financial institutions abounds. COVID-19, a string of recent ransomware attacks, and a national reckoning with racism continue to affect the entire industry. In the post-pandemic world, auditors are now expected to identify and quantify these and hundreds of other risks.

Regulators expect internal audit shops to do more to impact their businesses positively. Risk-based auditing is the best way to accomplish that goal.

You need to modernize your audit practices to take advantage of proven risk-based methodologies.

  • What is a risk-based audit? Why is it useful?
  • What are the origins of risk-based auditing?
  • How can you translate risk to audit and audit to risk?
  • How can technology drive excellence?
Recommended Audience
Who Should Attend?
  • Auditors
  • Audit Managers
  • Audit Directors
  • Senior Bank Management
  • Members of the Audit Committee
  • Quality Control Management and Staff
  • Operational Risk Management
What's included
Training includes
  • Certificate of Attendance
  • All resources and training materials
About

Expert Presenter

Daniel A. Clark
  • Over 30 years of experience in the financial industry
  • Focused on risk management and internal audit for the last 19 years
  • Previously director of operations for internal audit at GE Capital
  • Industry public speaker
  • Wrote the book Dare to Be Different: An Auditors Personal Guide to Excellence