ACH Audit And Risk Assessment Bootcamp

ACH experts Kimberly Ellis, Sara Hentges, and Jennifer Miller will share real-world best practices and proven techniques from their involvement in a wide range of audits and risk assessments. You will learn how to ensure compliance and protect your institution.

Included Sessions:

  • 2-Part Series: ACH Auditing Made Simple How to Conduct your ACH Audit
  • ACH Risk Assessment
  • ACH RDC Risk Assessment
  • ACH Third-Party Sender Audits
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Training Overview

What ACH risk affects your institution? Learn the intricacies in a five-part boot camp.

Financial institutions must evaluate ACH risk and audit transactions continually. While necessary for efficient operations and accountholder satisfaction, ACH can bring the possibility of fraud and errors that you must mitigate.

This engaging five-part webinar series will guide you through the intricacies of ACH risk assessment and audit.

ACH Audit And Risk Assessment Boot Camp

2-Part Series: ACH Auditing Made Simple: How To Conduct Your ACH Audit

  • Audit requirements for RDFIs and ODFIs
  • How to complete your internal ACH audit
  • Tips from auditors
  • Common areas of non-compliance

ACH Risk Assessment

  • How to identify the risks associated with your ACH program
  • Mitigating factors that help to reduce this risk
  • Compliance with Nacha operating rules
  • Rating your risk

ACH RDC Risk Assessment

  • Remote Deposit Capture (RDC) risks
  • RDC controls
  • Regulatory guidance
  • Common findings from UMACHA's compliance team

ACH Third-Party Sender Audits

  • Audit requirements for third-party senders
  • ODFI warranty responsibilities
  • Rules for third-party senders
  • Education strategies for third-party senders
Recommended Audience
Who Should Attend?
  • Internal auditors
  • Deposit compliance staff
  • ACH operations staff
  • Individuals aspiring to become internal auditors or ACH operators
  • Professionals at financial institutions who interact with third-party senders
What's included
Training includes
  • Certificate of Attendance
  • All resources and training materials

Expert Presenter

Kim Ellis
  • Director of Education at UMACHA
  • 17 years of banking experience, focusing on deposit operations and compliance management AAP
  • Works with business customers in the community bank market
  • Provides assistance and support for ACH and cash management services

Expert Presenter

Jennifer A. Miller
  • Director of Training at UMACHA
  • 25 years of baking experience, most recently in software product management, design, and consulting AAP
  • Works with financial institutions and corporations to provide education and training on electronic payments
  • Focuses on balancing regulation with managing market expectations in innovative ways

Expert Presenter

Sara Hentges
  • Director of Compliance Services at UMACHA
  • 10+ years of banking and financial services experience
  • AAP (Accredited ACH Professional)
  • Oversees Compliance Team in completing ACH audits, risk assessments, additional compliance services, and engaging members in compliance-based education
  • Subject matter expert on several federal regulations, rules, and guidelines